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X-WR-CALDESC:Events for The Lime Street Guide
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DTSTART;TZID=Europe/London:20210421T100000
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SUMMARY:Webinar: What Certification means for you
DESCRIPTION:In this IIL workshop\, aimed at those who are newly or recently appointed to Certification roles\, you will learn about the nature of the responsibilities placed on you by the regulatory regime and it will equip you to meet your obligations under the Senior Managers and Certification Regime (SMCR). \nDescription\nOne of the principal aspects of the SMCR is the concept of Certification. This addresses the regulatory oversight of a range of specific functions that can have a significant impact on customers\, the firm and/or market integrity. Certification Functions include retail investment advisers and mortgage advisers as well as those who have significant management responsibility for business units. \n \nThis workshop will cover the topics below\n\nSMCR and the focus on individual accountability\nThe obligations of Certification on firms and individuals\nHow fit and proper status is determined\nThe annual fit and proper review and maintaining competence\nThe scope and application of the Conduct Rules to Certified Staff\nConduct Rules and their implications for managers and team leaders\nImplications of the Directory\nChanging roles and regulatory references\nHow to ensure you meet your personal obligations\n\nGain an insight into\n\nExplaining the concept certification and the obligations it creates\nRecognising the process of assessing\, confirming\, and reviewing fit and proper status\nExplaining the aim of the conduct rules and how they impact those in certification roles\nIdentifying practical steps you can take to ensure that you comply with the requirements\nRecognising the potential impact of non-compliance\n\nSpeaker\n\nCharles Cattell\, Partner\, The Cattellyst Consultancy\n\n		\n\n							\n					Share this event with your colleagues:\n				 \n			\n			\n\n								\n		\n\n							\n\n					\n						\n						 \n					\n						\n							\n\n							\n																Facebook\n									\n						\n\n											\n					\n									\n							\n\n					\n						\n						 \n					\n						\n							\n\n							\n																Twitter\n									\n						\n\n											\n					\n									\n							\n\n					\n						\n						 \n					\n						\n							\n\n							\n																LinkedIn\n									\n						\n\n											\n					\n									\n							\n\n					\n						\n						 \n					\n						\n							\n\n							\n																Email\n									\n						\n\n											\n					\n									\n			\n					\n		\n			\n		\n		Visit Event Website
URL:https://staging.limestreetguide.com/event/webinar-what-certification-means/
LOCATION:Online
CATEGORIES:Online,Education & Training,CPD Certified
ATTACH;FMTTYPE=image/png:https://staging.limestreetguide.com/wp-content/uploads/2017/09/logo-the-insurance-institute-of-london-e1539464378247.png
ORGANIZER;CN="The Insurance Institute of London (IIL)":MAILTO:Iil.london@cii.co.uk
GEO:51.533166;-0.130418
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